SFI Publications

2024

Journal Articles

Stripping the Swiss discount curve using kernel ridge regression

N. Camenzind; D. Filipovic 

European Actuarial Journal. 2024. DOI : 10.1007/s13385-024-00386-4.

Intraday solar irradiance forecasting using public cameras

R. Sarkis; I. Oguz; D. Psaltis; M. Paolone; C. Moser et al. 

Solar Energy. 2024. Vol. 275, p. 112600. DOI : 10.1016/j.solener.2024.112600.

The Dynamics of Loan Sales and Lender Incentives

S. Gryglewicz; S. Mayer; E. Morellec 

Review Of Financial Studies. 2024. DOI : 10.1093/rfs/hhae021.

Biases in Information Selection and Processing: Survey Evidence from the Pandemic

E. Faia; A. Fuster; V. Pezone; B. Zafar 

Review of Economics and Statistics. 2024. Vol. 106, num. 3, p. 829 – 847. DOI : 10.1162/rest_a_01187.

Asset life, leverage, and debt maturity matching

T. Geelen; J. Hajda; E. Morellec; A. Winegar 

Journal Of Financial Economics. 2024. Vol. 154, p. 103796. DOI : 10.1016/j.jfineco.2024.103796.

Takeover Protections and Asset Prices

A. Eisdorfer; E. Morellec; A. Zhdanov 

Management Science. 2024. DOI : 10.1287/mnsc.2022.03111.

Portfolio Construction with Hierarchical Momentum

A. Cirulli; M. Kobak; U. Ulrych 

Journal Of Portfolio Management. 2024. Vol. 50, num. 4, p. 136 – 159.

How Integrated are Credit and Equity Markets? Evidence from Index Options

P. Collin-Dufresne; B. Junge; A. B. Trolle 

Journal Of Finance. 2024. DOI : 10.1111/jofi.13300.

Tiers of joy? Reserve tiering and bank behavior in a negative-rate environment

A. Fuster; T. Schelling; P. Towbin 

Journal of Monetary Economics. 2024.  p. 103614. DOI : 10.1016/j.jmoneco.2024.103614.

The Time‐Varying Price of Financial Intermediation in the Mortgage Market

A. Fuster; S. H. Lo; P. S. Willen 

The Journal of Finance. 2024. DOI : 10.1111/jofi.13358.

Theses

Machine Learning for Modeling Stock Returns

T. A. Xu / S. Malamud (Dir.)  

Lausanne, EPFL, 2024. 

Essays in Government Bond Pricing and Inflation

O. W. Krek / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2024. 

Function Learning with Financial Applications

P. Colusso / D. Filipovic (Dir.)  

Lausanne, EPFL, 2024. 

2023

Journal Articles

The Virtue of Complexity in Return Prediction

B. Kelly; S. Malamud; K. Zhou 

Journal Of Finance. 2023. Vol. 79, num. 1, p. 459 – 503. DOI : 10.1111/jofi.13298.

GROWTH, HOUSING, AND GLOBAL IMBALANCES

L. Franjo; L. Lambertini; S. Stepanchuk 

International Economic Review. 2023. DOI : 10.1111/iere.12674.

Discount models

D. Filipovic 

Finance And Stochastics. 2023. Vol. 27, num. 4, p. 933 – 946. DOI : 10.1007/s00780-023-00514-0.

Sparse and stable international portfolio optimization and currency risk management

R. Burkhardt; U. Ulrych 

Journal Of International Money And Finance. 2023. Vol. 139, p. 102949. DOI : 10.1016/j.jimonfin.2023.102949.

Asset purchases, limited asset markets participation and inequality

S. Tsiaras 

Journal Of Economic Dynamics & Control. 2023. Vol. 154, p. 104721. DOI : 10.1016/j.jedc.2023.104721.

Liquidity, Volume, and Order Imbalance Volatility

V. Bogousslavsky; P. Collin-Dufresne 

Journal Of Finance. 2023. DOI : 10.1111/jofi.13248.

Greening the Swiss National Bank’s Portfolio

R. Fahlenbrach; E. Jondeau 

Review Of Corporate Finance Studies. 2023. DOI : 10.1093/rcfs/cfad011.

International Portfolio Choice with Frictions: Evidence from Mutual Funds

P. Bacchetta; S. Tieche; E. van Wincoop 

Review Of Financial Studies. 2023. DOI : 10.1093/rfs/hhad027.

Exchange options with stochastic liquidity risk

P. Pasricha; X-J. He 

Expert Systems With Applications. 2023. Vol. 223, p. 119915. DOI : 10.1016/j.eswa.2023.119915.

CEO networks and the labor market for directors?

H. Kim; R. Fahlenbrach; A. Low 

Journal Of Empirical Finance. 2023. Vol. 70, p. 1 – 21. DOI : 10.1016/j.jempfin.2022.11.001.

Accelerated American option pricing with deep neural networks

D. Anderson; U. Ulrych 

Quantitative Finance And Economics. 2023. Vol. 7, num. 2, p. 207 – 228. DOI : 10.3934/QFE.2023011.

Theses

Essays in macro-finance and deep learning

G. Gopalakrishna / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2023. 

Demand-based Asset Pricing: Theory, Estimation and Applications

P. van der Beck / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2023. 

Closed form approximation methods for portfolio valuation and risk management

L. Boudabsa / D. Filipovic (Dir.)  

Lausanne, EPFL, 2023. 

Book Chapters

Mortgage-backed securities

A. Fuster; D. Lucca; J. Vickery 

Research Handbook of Financial Markets; Edward Elgar, 2023.

Survey experiments on economic expectations

A. Fuster; B. Zafar 

Handbook of Economic Expectations; Academic Press, 2023.

2022

Journal Articles

Principal Portfolios

B. Kelly; S. Malamud; L. H. Pedersen 

Journal Of Finance. 2022. DOI : 10.1111/jofi.13199.

Illiquidity and Higher Cumulants

S. Glebkin; S. Malamud; A. Teguia 

Review Of Financial Studies. 2022. DOI : 10.1093/rfs/hhac069.

How Do Investors and Firms React to a Large, Unexpected Currency Appreciation Shock?

M. Efing; R. Fahlenbrach; C. Herpfer; P. Krueger 

Review Of Corporate Finance Studies. 2022. DOI : 10.1093/rcfs/cfac024.

A machine learning approach to portfolio pricing and risk management for high-dimensional problems

L. Fernandez-Arjona; D. Filipovic 

Mathematical Finance. 2022. Vol. 32, num. 4, p. 982 – 1019. DOI : 10.1111/mafi.12358.

Understanding Cash Flow Risk

S. Gryglewicz; L. Mancini; E. Morellec; E. Schroth; P. Valta 

Review Of Financial Studies. 2022. Vol. 35, num. 8, p. 3922 – 3973. DOI : 10.1093/rfs/hhab127.

Insider trading with penalties

S. Carre; P. Collin-Dufresne; F. Gabriel 

Journal Of Economic Theory. 2022. Vol. 203, p. 105461. DOI : 10.1016/j.jet.2022.105461.

Heterogeneity in decentralized asset markets

J. Hugonnier; B. Lester; P-O. Weill 

Theoretical Economics. 2022. Vol. 17, num. 3, p. 1313 – 1356. DOI : 10.3982/TE4796.

Skew-Brownian motion and pricing European exchange options br

P. Pasricha; X-J. He 

International Review Of Financial Analysis. 2022. Vol. 82, p. 102120. DOI : 10.1016/j.irfa.2022.102120.

Impact and implications of mixed plaque class in automated characterization of complex atherosclerotic lesions

M. L. Olender; Y. Niu; D. Marlevi; E. R. Edelman; F. R. Nezami 

Computerized Medical Imaging And Graphics. 2022. Vol. 97, p. 102051. DOI : 10.1016/j.compmedimag.2022.102051.

A contagion process with self-exciting jumps in credit risk applications

P. Pasricha; D. Selvamuthu; S. Natarajan 

Stochastics-An International Journal Of Probability And Stochastic Processes. 2022. DOI : 10.1080/17442508.2022.2041641.

Online appendix to: Debt dynamics with fixed issuance costs

J. Hugonnier 

Journal of Financial Economics. 2022. Vol. 146, num. 2, p. 385 – 402. DOI : 10.1016/j.jfineco.2022.07.006.

Predictably Unequal? The Effects of Machine Learning on Credit Markets

A. Fuster; P. Goldsmith-Pinkham; T. Ramadorai; A. Walther 

The Journal of Finance. 2022. Vol. 77, num. 1, p. 5 – 47. DOI : 10.1111/jofi.13090.

Optimal fund menus

J. Cvitanic; J. Hugonnier 

Mathematical Finance. 2022. Vol. 32, num. 2, p. 455 – 516. DOI : 10.1111/mafi.12341.

Dominant currency debt

E. Eren; S. Malamud 

Journal of Financial Economics. 2022. Vol. 144, num. 2, p. 571 – 589. DOI : 10.1016/j.jfineco.2021.06.023.

FinTech Lending

T. Berg; A. Fuster; M. Puri 

Annual Review Of Financial Economics. 2022. Vol. 14, p. 187 – 207. DOI : 10.1146/annurev-financial-101521-112042.

Valuing Life as an Asset, as a Statistic and at Gunpoint

J. Hugonnier; F. Pelgrin; P. St-Amour 

The Economic Journal. 2022. Vol. 132, num. 643, p. 1095 – 1122. DOI : 10.1093/ej/ueab072.

Expectations with Endogenous Information Acquisition: An Experimental Investigation

A. Fuster; R. Perez-Truglia; M. Wiederholt; B. Zafar 

The Review of Economics and Statistics. 2022. Vol. 104, num. 5, p. 1059 – 1078. DOI : 10.1162/rest_a_00994.

Scale effects on efficiency and profitability in the Swiss banking sector

M. Blatter; A. Fuster 

Swiss Journal of Economics and Statistics. 2022. Vol. 158, num. 12. DOI : 10.1186/s41937-022-00091-7.

Can Corporate Debt Foster Innovation and Growth?

T. Geelen; J. Hajda; E. Morellec 

Review Of Financial Studies. 2022. Vol. 35, num. 9, p. 4152 – 4200. DOI : 10.1093/rfs/hhab129.

Theses

Essays in Financial Economics

K. M. Rageth / R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2022. 

Financial Risk Management with Machine Learning

M-A. A. Divernois / D. Filipovic (Dir.)  

Lausanne, EPFL, 2022. 

Asset Pricing and Monetary Policy

N. Gauderon / J. Hugonnier (Dir.)  

Lausanne, EPFL, 2022. 

Essays in Empirical Asset Pricing

A. A. Marchal / P. Collin Dufresne; J. Hugonnier (Dir.)  

Lausanne, EPFL, 2022. 

Essays in Monetary Policy and Asset Pricing

B. V. S. Cornet / J. Hugonnier; P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2022. 

2021

Journal Articles

Optimal financing with tokens

S. Gryglewicz; S. Mayer; E. Morellec 

Journal Of Financial Economics. 2021. Vol. 142, num. 3, p. 1038 – 1067. DOI : 10.1016/j.jfineco.2021.05.004.

Machine learning with kernels for portfolio valuation and risk management

L. Boudabsa; D. Filipovic 

Finance And Stochastics. 2021. Vol. 26, p. 131 – 172. DOI : 10.1007/s00780-021-00465-4.

How Valuable Is Financial Flexibility when Revenue Stops? Evidence from the COVID-19 Crisis

R. Fahlenbrach; K. Rageth; R. M. Stulz 

Review Of Financial Studies. 2021. Vol. 34, num. 11, p. 5474 – 5521. DOI : 10.1093/rfs/hhaa134.

Risk Premia and Levy Jumps: Theory and Evidence*

H. Fallahgoul; J. Hugonnier; L. Mancini 

Journal Of Financial Econometrics. 2021.  p. nbab020. DOI : 10.1093/jjfinec/nbab020.

Stress tests and loan pricing—Evidence from syndicated loans

L. Lambertini; A. Mukherjee 

Finance Research Letters. 2021.  p. 102349. DOI : 10.1016/j.frl.2021.102349.

What Would You Do with $500? Spending Responses to Gains, Losses, News, and Loans

A. Fuster; G. Kaplan; B. Zafar 

The Review of Economic Studies. 2021. Vol. 88, num. 4, p. 1760 – 1795. DOI : 10.1093/restud/rdaa076.

How Do Mortgage Refinances Affect Debt, Default, and Spending? Evidence from HARP

J. Abel; A. Fuster 

American Economic Journal: Macroeconomics. 2021. Vol. 13, num. 2, p. 254 – 291. DOI : 10.1257/mac.20180116.

Special Issue on Dimensionality Reduction, Learning, and Machines

D. Filipovic; F. Trojani 

Journal Of Financial Econometrics. 2021. Vol. 19, num. 2, p. 235 – 235. DOI : 10.1093/jjfinec/nbab013.

The Sensitivity of Housing Demand to Financing Conditions: Evidence from a Survey

A. Fuster; B. Zafar 

American Economic Journal: Economic Policy. 2021. Vol. 13, num. 1, p. 231 – 265. DOI : 10.1257/pol.20150337.

Informed Trading in the Stock Market and Option Price Discovery

P. Collin-Dufresne; V. Fos; D. Muravyev 

Journal of Financial and Quantitative Analysis. 2021. Vol. 56, num. 6, p. 1945 – 1984. DOI : 10.1017/S0022109020000629.

Slow Moving Capital and Trade Execution Costs: Evidence from a major trading Glitch

P. Collin Dufresne; V. Bogousslavsky; S. Mehmet 

Journal of Financial Economics. 2021. Vol. 139, num. 3, p. 922 – 949. DOI : 10.1016/j.jfineco.2020.08.009.

ICO investors

R. Fahlenbrach; M. Frattaroli 

Financial Markets And Portfolio Management. 2021. Vol. 35, p. 1 – 59. DOI : 10.1007/s11408-020-00366-0.

Theses

Essays on Mortgage Supply in a Low Rate Environment and Gender Effects of Covid-19

Y. Wu / L. Lambertini (Dir.)  

Lausanne, EPFL, 2021. 

Informational frictions in financial markets

E. Hapnes / S. Malamud (Dir.)  

Lausanne, EPFL, 2021. 

Essays in Banking and Financial Regulation

S. J. P. L. Vissers / E. Morellec (Dir.)  

Lausanne, EPFL, 2021. 

Empirical Evidence on the Effectiveness of Shareholder Democracy

M. T. B. Couvert / R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2021. 

Working Papers

Stress tests and loan pricing—Evidence from syndicated loans

L. Lambertini; A. Mukherjee 

2021

Mean-Covariance Robust Risk Measurement

V. A. Nguyen; S. Shafieezadeh Abadeh; D. Filipovic; D. Kuhn 

2021

2020

Journal Articles

Short-term debt and incentives for risk-taking

M. Della Seta; E. Morellec; F. Zucchi 

Journal Of Financial Economics. 2020. Vol. 137, num. 1, p. 179 – 203. DOI : 10.1016/j.jfineco.2019.07.008.

Market Structure and Transaction Costs of Index CDSs

P. Collin-Dufresne; B. Junge; A. B. Trolle 

Journal Of Finance. 2020. Vol. 75, num. 5, p. 2719 – 2763. DOI : 10.1111/jofi.12953.

A term structure model for dividends and interest rates

D. Filipovic; S. Willems 

Mathematical Finance. 2020. Vol. 30, num. 4, p. 1461 – 1496. DOI : 10.1111/mafi.12279.

Agency conflicts and short- versus long-termism in corporate policies

S. Gryglewicz; S. Mayer; E. Morellec 

Journal Of Financial Economics. 2020. Vol. 136, num. 3, p. 718 – 742. DOI : 10.1016/j.jfineco.2019.12.003.

Frictional Intermediation in Over-the-Counter Markets

J. Hugonnier; B. Lester; P-O. Weill 

Review Of Economic Studies. 2020. Vol. 87, num. 3, p. 1432 – 1469. DOI : 10.1093/restud/rdz037.

Liquidity regimes and optimal dynamic asset allocation

P. Collin-Dufresne; K. Daniel; M. Saglam 

Journal Of Financial Economics. 2020. Vol. 136, num. 2, p. 379 – 406. DOI : 10.1016/j.jfineco.2019.09.011.

Markov cubature rules for polynomial processes

D. Filipovic; M. Larsson; S. Pulido 

Stochastic Processes And Their Applications. 2020. Vol. 130, num. 4, p. 1947 – 1971. DOI : 10.1016/j.spa.2019.06.010.

Polynomial Jump-Diffusion Models

D. Filipovic; M. Larsson 

Stochastic Systems. 2020. Vol. 10, num. 1, p. 71 – 97. DOI : 10.2139/ssrn.3075520.

Closing down the shop: Optimal health and wealth dynamics near the end of life

J. Hugonnier; F. Pelgrin; P. St-Amour 

Health Economics. 2020. Vol. 29, num. 2, p. 138 – 153. DOI : 10.1002/hec.3960.

Managing inventory with proportional transaction costs

F. Gallien; S. Kassibrakis; S. Malamud 

Mathematics And Financial Economics. 2020. Vol. 14, num. 1, p. 121 – 138. DOI : 10.1007/s11579-019-00248-8.

Systemic Risk in Networks with a Central Node

H. Amini; D. Filipovic; A. Minca 

Siam Journal On Financial Mathematics. 2020. Vol. 11, num. 1, p. 60 – 98. DOI : 10.1137/18M1184667.

Linear credit risk models

D. Ackerer; D. Filipovic 

Finance And Stochastics. 2020. Vol. 24, p. 169 – 214. DOI : 10.1007/s00780-019-00409-z10.2139/ssrn.2782455.

Option pricing with orthogonal polynomial expansions

D. Ackerer; D. Filipovic 

Mathematical Finance. 2020. Vol. 30, num. 1, p. 47 – 84. DOI : 10.1111/mafi.12226.

Theses

Trading mechanisms in over-the-counter markets

S. Vogel / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2020. 

Essays in Financial Economics

M. A. Frattaroli / R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2020. 

Essays in Financial Economics

K. Fabisik / R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2020. 

Working Papers

Mortgage Supply and Capital Regulation in a Low Interest Rate Environment

L. Lambertini; Y. Wu 

2020

Fiscal Policy, Relative Prices and Net Exports in a Currency Union

L. Lambertini; C. Pröbsting 

2020

Patents

System and method for user data input to modify configurations

S. Malamud 

WO2020147986; EP3683741.

2020.

System and method for user data input to modify operating mode configurations

S. Malamud 

WO2020228929.

2020.

2019

Journal Articles

Insurance: models, digitalization, and data science

H. Albrecher; A. Bommier; D. Filipovic; P. Koch-Medina; S. Loisel et al. 

European Actuarial Journal. 2019. Vol. 9, num. 2, p. 349 – 360. DOI : 10.1007/s13385-019-00209-x.

Product Market Competition and Option Prices

E. Morellec; A. Zhdanov 

Review Of Financial Studies. 2019. Vol. 32, num. 11, p. 4343 – 4386. DOI : 10.1093/rfs/hhz027.

Understanding Mortgage Spreads

N. Boyarchenko; A. Fuster; D. O. Lucca 

The Review of Financial Studies. 2019. Vol. 32, num. 10, p. 3799 – 3850. DOI : 10.1093/rfs/hhz004.

Does Austerity Go Along With Internal Devaluations?

L. Lambertini; C. Proebsting 

IMF Economic Review. 2019. Vol. 67, num. 3, p. 618 – 656. DOI : 10.1057/s41308-019-00086-0.

Home Price Expectations and Behaviour: Evidence from a Randomized Information Experiment

L. Armona; A. Fuster; B. Zafar 

The Review of Economic Studies. 2019. Vol. 86, num. 4, p. 1371 – 1410. DOI : 10.1093/restud/rdy038.

The CDS-bond basis

J. Bai; P. Collin-Dufresne 

Financial Management. 2019. Vol. 48, num. 2, p. 417 – 439. DOI : 10.1111/fima.12252.

Liquidity, Innovation, And Endogenous Growth

S. Malamud; F. Zucchi 

Journal of Financial Economics. 2019. Vol. 132, num. 2, p. 519 – 541. DOI : 10.1016/j.jfineco.2018.11.002.

The Role of Technology in Mortgage Lending

A. Fuster; M. Plosser; P. Schnabl; J. Vickery 

The Review of Financial Studies. 2019. Vol. 32, num. 5, p. 1854 – 1899. DOI : 10.1093/rfs/hhz018.

Regional Heterogeneity and the Refinancing Channel of Monetary Policy

M. Beraja; A. Fuster; E. Hurst; J. Vavra 

The Quarterly Journal of Economics. 2019. Vol. 134, num. 1, p. 109 – 183. DOI : 10.1093/qje/qjy021.

Theses

Essays in Financial Economics

J. A. Blatt / S. Malamud (Dir.)  

Lausanne, EPFL, 2019. 

Pricing interest rate, dividend, and equity risk

S. F. M. Willems / D. Filipovic (Dir.)  

Lausanne, EPFL, 2019. 

Three Essays in Banking and Finance

D. O. Klossner / E. Morellec (Dir.)  

Lausanne, EPFL, 2019. 

Three Problems of Liquidity under Asymmetric Information

S. J. P. Carré / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2019. 

Numerical methods for option pricing: polynomial approximation and high dimensionality

F. Statti / D. Kressner; D. Filipovic (Dir.)  

Lausanne, EPFL, 2019. 

2018

Journal Articles

Hedge or Rebalance: Optimal Risk Management with Transaction Costs

F. Gallien; S. Kassibrakis; S. Malamud 

Risks. 2018. Vol. 6, num. 4, p. 112. DOI : 10.3390/risks6040112.

Investment Dynamics with Natural Expectations

A. Fuster; B. Hebert; D. Laibson 

International Journal of Central Banking. 2018. Vol. 8, num. 1, p. 243 – 265.

Non-myopic betas

S. Malamud; G. Vilkov 

Journal of Financial Economics. 2018. Vol. 129, num. 2, p. 357 – 381. DOI : 10.1016/j.jfineco.2018.05.004.

Why Does Fast Loan Growth Predict Poor Performance for Banks?

R. Fahlenbrach; R. Prilmeier; R. M. Stulz 

The Review of Financial Studies. 2018. Vol. 31, num. 3, p. 1014 – 1063. DOI : 10.1093/rfs/hhx109.

Tracking and Stress-Testing U.S. Household Leverage

A. Fuster; B. Guttman-Kenney; A. F. Haughwout 

FRBNY Economic Policy Review. 2018. Vol. 24, num. 1, p. 35 – 63.

Agency conflicts around the world

E. Morellec; B. Nikolov; N. Schürhoff 

Review of Financial Studies. 2018. Vol. 31, num. 11, p. 4232 – 4287. DOI : 10.1093/rfs/hhy018.

Activism, Strategic Trading, and Liquidity

K. Back; V. Fos; T. Li; A. Ljungqvist; P. Collin Dufresne 

Econometrica. 2018. Vol. 86, num. 4, p. 1431 – 1463. DOI : 10.3982/ECTA14917.

Exact Smooth Term-Structure Estimation

D. Filipovic; S. Willems 

Siam Journal On Financial Mathematics. 2018. Vol. 9, num. 3, p. 907 – 929. DOI : 10.1137/16M1080276.

Small-cost asymptotics for long-term growth rates in incomplete markets

Y. Melnyk; F. Seifried 

MATHEMATICAL FINANCE. 2018. Vol. 28, num. 2, p. 668 – 711. DOI : 10.1111/mafi.12152.

Theses

Equilibrium Models for Derivatives Markets with Frictions

Y. Zhang / S. Malamud (Dir.)  

Lausanne, EPFL, 2018. 

Essays in Corporate Finance

T. A. Geelen / J. Hugonnier; E. Morellec (Dir.)  

Lausanne, EPFL, 2018. 

Financial Stability and the Macroeconomy : the Role of Bank Liquidity Regulation and Deposit Insurance

C. Dubois / L. Lambertini (Dir.)  

Lausanne, EPFL, 2018. 

Working Papers

A General Equilibrium Model of Oil Prices and Convenience yields

J. Casassus; P. Collin-Dufresne; B. Routledge 

2018

2017

Journal Articles

Payment Size, Negative Equity, and Mortgage Default

A. Fuster; P. S. Willen 

American Economic Journal: Economic Policy. 2017. Vol. 9, num. 4, p. 167 – 191. DOI : 10.1257/pol.20150007.

Model Uncertainty And Scenario Aggregation

M. Cambou; D. Filipovic 

Mathematical Finance. 2017. Vol. 27, num. 2, p. 534 – 567. DOI : 10.1111/mafi.12097.

Asset Pricing When ‘This Time Is Different’

P. Collin-Dufresne; M. Johannes; L. A. Lochstoer 

Review Of Financial Studies. 2017. Vol. 30, num. 2, p. 505 – 538. DOI : 10.1093/rfs/hhw084.

Mortgage Default in an Estimated Model of the U.S. Housing Market

L. Lambertini; P. Uysal; V. Nuguer 

Journal of Economic Dynamics and Control. 2017. Vol. 76, p. 171 – 201. DOI : 10.1016/j.jedc.2017.01.007.

Expectations-driven cycles in the housing market

L. Lambertini; C. Mendicino; M. T. Punzi 

Economic Modelling. 2017. Vol. 60, p. 297 – 312. DOI : 10.1016/j.econmod.2016.10.004.

Do exogenous changes in passive institutional ownership affect corporate governance and firm value?

C. Schmidt; R. Fahlenbrach 

Journal Of Financial Economics. 2017. Vol. 124, num. 2, p. 285 – 306. DOI : 10.1016/j.jfineco.2017.01.005.

Linear-Rational Term Structure Models

D. Filipovic; M. Larsson; A. B. Trolle 

Journal Of Finance. 2017. Vol. 72, num. 2, p. 655 – 704. DOI : 10.1111/jofi.12488.

Debt enforcement, investment, and risk taking across countries

G. Favara; E. Morellec; E. Schroth; P. Valta 

Journal of Financial Economics. 2017. Vol. 123, num. 1, p. 22 – 41. DOI : 10.1016/j.jfineco.2016.09.002.

Corporate policies with permanent and transitory shocks

J-P. Decamps; S. Gryglewicz; E. Morellec; S. Villeneuve 

Review of Financial Studies. 2017. Vol. 30, num. 1, p. 162 – 210. DOI : 10.1093/rfs/hhw078.

Do Independent Director Departures Predict Future Bad Events?

R. Fahlenbrach; A. Low; R. M. Stulz 

Review of Financial Studies. 2017. Vol. 30, num. 7, p. 2313 – 2358. DOI : 10.1093/rfs/hhx009.

Bank capital, liquid reserves, and insolvency risk

J. Hugonnier; E. Morellec 

Journal of Financial Economics. 2017. Vol. 125, num. 2, p. 266 – 285. DOI : 10.1016/j.jfineco.2017.05.006.

Theses

Essays in Bank Financing

Y. Sigrist / E. Morellec; R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2017. 

Three Essays on Corporate Disclosure

E. Petrov / S. Malamud (Dir.)  

Lausanne, EPFL, 2017. 

Three Essays on Predictability and Seasonality in the Cross-Section of Stock Returns

V. J. Bogousslavsky / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2017. 

Polynomial models in finance

D. E. Ackerer / D. Filipovic (Dir.)  

Lausanne, EPFL, 2017. 

Essays in Financial Economics

C. H. P. Herpfer / R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2017. 

2016

Journal Articles

To Buy or Not to Buy: Consumer Constraints in the Housing Market

A. Fuster; B. Zafar 

American Economic Review. 2016. Vol. 106, num. 5, p. 636 – 640. DOI : 10.1257/aer.p20161086.

Fed funds futures variance futures

D. Filipovic; A. B. Trolle 

Quantitative Finance. 2016. Vol. 16, num. 9, p. 1413 – 1422. DOI : 10.1080/14697688.2016.1152391.

Old-age provision: past, present, future

H. Albrecher; P. Embrechts; D. Filipovic; G. W. Harrison; P. Koch et al. 

European Actuarial Journal. 2016. Vol. 6, num. 2, p. 287 – 306. DOI : 10.1007/s13385-016-0136-9.

Uniqueness of equilibrium in a payment system with liquidation costs

H. Amini; D. Filipovic; A. Minca 

Operations Research Letters. 2016. Vol. 44, num. 1, p. 1 – 5. DOI : 10.1016/j.orl.2015.10.005.

To Fully Net or Not to Net: Adverse Effects of Partial Multilateral Netting

H. Amini; D. Filipovic; A. Minca 

Operations Research. 2016. Vol. 64, num. 5, p. 1135 – 1142. DOI : 10.1287/opre.2015.1414.

Quadratic variance swap models

D. Filipovic; E. Gourier; L. Mancini 

Journal Of Financial Economics. 2016. Vol. 119, num. 1, p. 44 – 68. DOI : 10.1016/j.jfineco.2015.08.015.

Optimal exchange rate flexibility with large labor unions

L. Lambertini; V. Cuciniello 

Journal of International Money and Finance. 2016. Vol. 63, p. 112 – 136. DOI : 10.1016/j.jimonfin.2016.01.001.

Why Don’t All Banks Practice Regulatory Arbitrage? Evidence from Usage of Trust-Preferred Securities

N. M. Boyson; R. Fahlenbrach; R. M. Stulz 

Review Of Financial Studies. 2016. Vol. 29, num. 7, p. 1821 – 1859. DOI : 10.1093/rfs/hhw007.

Optimal reinsurance with multiple tranches

S. Malamud; H. Rui; A. Whinston 

Journal Of Mathematical Economics. 2016. Vol. 65, p. 71 – 82. DOI : 10.1016/j.jmateco.2016.05.006.

Polynomial diffusions and applications in finance

D. Filipovic; M. Larsson 

Finance And Stochastics. 2016. Vol. 20, num. 4, p. 931 – 972. DOI : 10.1007/s00780-016-0304-4.

Parameter Learning in General Equilibrium: The Asset Pricing Implications

P. Collin-Dufresne; M. Johannes; L. A. Lochstoer 

American Economic Review. 2016. Vol. 106, num. 3, p. 664 – 698. DOI : 10.1257/aer.20130392.

Insider Trading, Stochastic Liquidity, And Equilibrium Prices

P. Collin-Dufresne; V. Fos 

Econometrica. 2016. Vol. 84, num. 4, p. 1441 – 1475. DOI : 10.3982/Ecta10789.

Resilience To Contagion In Financial Networks

H. Amini; R. Cont; A. Minca 

Mathematical Finance. 2016. Vol. 26, num. 2, p. 329 – 365. DOI : 10.1111/mafi.12051.

Theses

Credit Supply and the Macroeconomy : An Empirical Analysis of Capital Regulation, Bank Lending, and Firm Behavior

A. Mukherjee / L. Lambertini (Dir.)  

Lausanne, EPFL, 2016. 

Essays in Financial Economics

C. Trevisan / P. Collin Dufresne (Dir.)  

Lausanne, EPFL, 2016. 

Essays on Capital Calculation in Insurance

M. J. D. Cambou / D. Filipovic; A. C. Davison (Dir.)  

Lausanne, EPFL, 2016. 

2015

Journal Articles

The Rescue of Fannie Mae and Freddie Mac

W. S. Frame; A. Fuster; J. Tracy; J. Vickery 

Journal of Economic Perspectives. 2015. Vol. 29, num. 2, p. 25 – 52. DOI : 10.1257/jep.29.2.25.

Financing Investment: The choice between bonds and bank loans

E. Morellec; P. Valta; A. Zhdanov 

Management Science. 2015. Vol. 61, num. 11, p. 2580 – 2602. DOI : 10.1287/mnsc.2014.2005.

Optimal Investment and Premium Policies Under Risk Shifting and Solvency Regulation

D. Filipovic; R. Kremslehner; A. Muermann 

Journal Of Risk And Insurance. 2015. Vol. 82, num. 2, p. 261 – 288. DOI : 10.1111/jori.12021.

Modeling Credit Contagion via the Updating of Fragile Beliefs

L. Benzoni; P. Collin-Dufresne; R. S. Goldstein; J. Helwege 

Review Of Financial Studies. 2015. Vol. 28, num. 7, p. 1960 – 2008. DOI : 10.1093/rfs/hhv018.

Asset pricing with arbitrage activity

J. Hugonnier; R. Prieto 

Journal of Financial Economics. 2015. Vol. 115, num. 2, p. 411 – 428. DOI : 10.1016/j.jfineco.2014.10.001.

Dividend Dynamics and the Term Structure of Dividend Strips

F. Belo; P. Collin-Dufresne; R. S. Goldstein 

Journal Of Finance. 2015. Vol. 70, num. 3, p. 1115 – 1160. DOI : 10.1111/jofi.12242.

Information percolation in segmented markets (Reprinted from J Econ Theory, vol 153, pg 1-32, 2014)

D. Duffie; S. Malamud; G. Manso 

Journal Of Economic Theory. 2015. Vol. 158, p. 838 – 869. DOI : 10.1016/j.jet.2014.11.014.

Credit market frictions and capital structure dynamics

J. Hugonnier; S. Malamud; E. Morellec 

Journal of Economic Theory. 2015. Vol. 157, p. 1130 – 1158. DOI : 10.1016/j.jet.2014.09.021.

Do Prices Reveal the Presence of Informed Trading?

P. Collin-Dufresne; V. Fos 

Journal Of Finance. 2015. Vol. 70, num. 4, p. 1555 – 1582. DOI : 10.1111/jofi.12260.

Capital supply uncertainty, cash holdings, and investment

J. Hugonnier; S. Malamud; E. Morellec 

Review of Financial Studies. 2015. Vol. 28, num. 2, p. 391 – 445. DOI : 10.1093/rfs/hhu081.

On Bounding Credit-Event Risk Premia

J. Bai; P. Collin-Dufresne; R. S. Goldstein; J. Helwege 

Review Of Financial Studies. 2015. Vol. 28, num. 9, p. 2608 – 2642. DOI : 10.1093/rfs/hhv022.

Securitization and the Fixed-Rate Mortgage

A. Fuster; J. Vickery 

The Review of Financial Studies. 2015. Vol. 28, num. 1, p. 176 – 211. DOI : 10.1093/rfs/hhu060.

Informational Efficiency under Short Sale Constraints

R. A. Jarrow; M. Larsson 

Siam Journal On Financial Mathematics. 2015. Vol. 6, num. 1, p. 804 – 824. DOI : 10.1137/140963522.

Investment timing, debt structure, and financing constraints

T. Shibata; M. Nishihara 

European Journal Of Operational Research. 2015. Vol. 241, num. 2, p. 513 – 526. DOI : 10.1016/j.ejor.2014.09.011.

Investment-based financing constraints and debt renegotiation

T. Shibata; M. Nishihara 

Journal Of Banking & Finance. 2015. Vol. 51, p. 79 – 92. DOI : 10.1016/j.jbankfin.2014.11.005.

Approximating Functions On Stratified Sets

D. Drusvyatskiy; M. Larsson 

Transactions Of The American Mathematical Society. 2015. Vol. 367, num. 1, p. 725 – 749. DOI : 10.1090/S0002-9947-2014-06412-X.

Default And Systemic Risk In Equilibrium

A. Capponi; M. Larsson 

Mathematical Finance. 2015. Vol. 25, num. 1, p. 51 – 76. DOI : 10.1111/mafi.12009.

Control of Interbank Contagion Under Partial Information

H. Amini; A. Minca; A. Sulem 

Siam Journal On Financial Mathematics. 2015. Vol. 6, num. 1, p. 1195 – 1219. DOI : 10.1137/140981538.

The effects of business cycle and debt maturity on a firm’s investment and default decisions

H. Jeon; M. Nishihara 

International Review Of Economics & Finance. 2015. Vol. 38, p. 326 – 351. DOI : 10.1016/j.iref.2015.02.031.

Theses

Essays in Empirical Corporate Finance

S. Colonnello / E. Morellec; R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2015. 

Essays in Dynamic Corporate Finance

F. M. Zucchi / E. Morellec (Dir.)  

Lausanne, EPFL, 2015. 

Working Papers

Mortgage Default in an Estimated Model of the U.S. Housing Market

L. Lambertini; V. Nuguer; P. Uysal 

2015

2014

Journal Articles

Invariant manifolds with boundary for jump-diffusions

D. Filipovic; S. Tappe; J. Teichmann 

Electronic Journal Of Probability. 2014. Vol. 19, p. 1 – 28. DOI : 10.1214/EJP.v19-2882.

The Endowment Effect

K. M. Marzilli Ericson; A. Fuster 

Annual Review of Economics. 2014. Vol. 6, num. 1, p. 555 – 579. DOI : 10.1146/annurev-economics-080213-041320.

Information percolation in segmented markets

D. Duffie; S. Malamud; G. Manso 

Journal Of Economic Theory. 2014. Vol. 153, p. 1 – 32. DOI : 10.1016/j.jet.2014.05.006.

Pricing and hedging of inflation-indexed bonds in an affine framework

Z. Eksi; D. Filipovic 

Journal Of Computational And Applied Mathematics. 2014. Vol. 259, p. 452 – 463. DOI : 10.1016/j.cam.2013.10.023.

Event risk, contingent claims and the temporal resolution of uncertainty

P. Collin-Dufresne; J. Hugonnier 

Mathematics and Financial Economics. 2014. Vol. 8, num. 1, p. 29 – 69. DOI : 10.1007/s11579-013-0107-8.

Macroeconomic conditions and a firm’s investment decisions

H. Jeon; M. Nishihara 

Finance Research Letters. 2014. Vol. 11, num. 4, p. 398 – 409. DOI : 10.1016/j.frl.2014.08.002.

Theses

Essays in Corporate Finance

N. G. Hoang / E. Morellec; R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2014. 

Essays in Asset Pricing with Search Frictions

R. Praz / S. Malamud (Dir.)  

Lausanne, EPFL, 2014. 

Three Essays on Asset Pricing

E. Leclercq / D. Filipović; L. Mancini (Dir.)  

Lausanne, EPFL, 2014. 

Financial Frictions within the Macroeconomy : Policy Analysis from an Empirical and Theoretical Perspective

V. Nuguer / L. Lambertini (Dir.)  

Lausanne, EPFL, 2014. 

2013

Journal Articles

The Rising Gap between Primary and Secondary Mortgage Rates

A. Fuster; L. Goodman; D. Lucca; L. Madar; L. Molloy et al. 

FRBNY Economic Policy Review. 2013. Vol. 19, num. 2, p. 17 – 39.

Density approximations for multivariate affine jump-diffusion processes

D. Filipovic; E. Mayerhofer; P. Schneider 

Journal Of Econometrics. 2013. Vol. 176, num. 2, p. 93 – 111. DOI : 10.1016/j.jeconom.2012.12.003.

Optimal incentives and securitization of defaultable assets

S. Malamud; H. Rui; A. Whinston 

Journal Of Financial Economics. 2013. Vol. 107, num. 1, p. 111 – 135. DOI : 10.1016/j.jfineco.2012.08.001.

Leaning Against Boom-Bust Cycles in Credit and Housing Prices

L. Lambertini; C. Mendicino; M. T. Punzi 

Journal of Economic Dynamics and Control. 2013. Vol. 37, num. 8, p. 1500 – 1522. DOI : 10.1016/j.jedc.2013.03.008.

Expectation-Driven Cycles in the Housing Market: Evidence from Survey Data

L. Lambertini; C. Mendicino; M. T. Punzi 

Journal of Financial Stability. 2013. Vol. 9, num. 4, p. 518 – 529. DOI : 10.1016/j.jfs.2013.07.006.

Health and (Other) Asset Holdings

J. Hugonnier; F. Pelgrin; P. St-Amour 

Review of Economic Studies. 2013. Vol. 80, num. 2, p. 663 – 710. DOI : 10.1093/restud/rds033.

CEO contract design: How do strong principals do it?

H. Cronqvist; R. Fahlenbrach 

Journal Of Financial Economics. 2013. Vol. 108, num. 3, p. 659 – 674. DOI : 10.1016/j.jfineco.2013.01.013.

What Goes Up Must Come Down? Experimental Evidence on Intuitive Forecasting

J. Beshears; J. J. Choi; A. Fuster; D. Laibson; B. C. Madrian 

American Economic Review. 2013. Vol. 103, num. 3, p. 570 – 574. DOI : 10.1257/aer.103.3.570.

Indifference pricing for CRRA utilities

S. Malamud; E. Trubowitz; M. V. Wüthrich 

Mathematics and Financial Economics. 2013. Vol. 7, num. 3, p. 247 – 280. DOI : 10.1007/s11579-013-0104-y.

The term structure of interbank risk

D. Filipovic; A. B. Trolle 

Journal Of Financial Economics. 2013. Vol. 109, num. 3, p. 707 – 733. DOI : 10.1016/j.jfineco.2013.03.014.

Theses

Essays in Information-Based Asset Pricing

M. Hasler / J. Hugonnier (Dir.)  

Lausanne, EPFL, 2013. 

Essays on asset pricing with preference heterogeneity

G. A. Curatola / J. Hugonnier (Dir.)  

Lausanne, EPFL, 2013. 

Essays in Equilibrium Asset Pricing

J. Cujean / J. Hugonnier (Dir.)  

Lausanne, EPFL, 2013. 

Working Papers

Moral Hazard, Informed Trading and Equilibrium Prices

P. Collin-Dufresne; F. Vyachelsav 

2013

Trust-preferred securities and regulatory arbitrage

N. Boyson; R. Fahlenbrach; R. Stulz 

2013

Expectation-Driven Cycles in the Housing Market: Evidence from Survey Data.

L. Lambertini; C. Mendicino; M. T. Punzi 

2013

Capital Supply Uncertainty, Cash Holdings, and Investment

J. N. Hugonnier; S. Malamud; E. Morellec 

2013

2012

Journal Articles

Financial Markets Equilibrium with Heterogeneous Agents

J. Cvitanic; E. Jouini; S. Malamud; C. Napp 

Review Of Finance. 2012. Vol. 16, p. 285 – 321. DOI : 10.1093/rof/rfr018.

The Canonical Model Space For Law-Invariant Convex Risk Measures Is L1

D. Filipovic; G. Svindland 

Mathematical Finance. 2012. Vol. 22, p. 585 – 589. DOI : 10.1111/j.1467-9965.2012.00534.x.

Conditional Density Models for Asset Pricing

D. Filipovic; L. P. Hughston; A. Macrina 

International Journal of Theoretical and Applied Finance. 2012. Vol. 15, p. 1 – 24. DOI : 10.2139/ssrn.1702871.

Incomplete information, idiosyncratic volatility and stock returns

T. Berrada; J. Hugonnier 

Journal of Banking & Finance. 2012. Vol. 37, num. 2, p. 448 – 462. DOI : 10.1016/j.jbankfin.2012.09.004.

Real options and risk aversion

J. N. Hugonnier; E. Morellec 

Ambiguity, Real Options, Credit Risk and Insurance. 2012. Vol. 5, p. 52 – 65. DOI : 10.3233/978-1-61499-238-7-52.

This Time Is the Same: Using Bank Performance in 1998 to Explain Bank Performance during the Recent Financial Crisis

R. Fahlenbrach; R. Prilmeier; R. M. Stulz 

Journal Of Finance. 2012. Vol. 67, num. 6, p. 2139 – 2185. DOI : 10.1111/j.1540-6261.2012.01783.x.

Rational asset pricing bubbles and portfolio constraints

J. Hugonnier 

Journal Of Economic Theory. 2012. Vol. 147, num. 6, p. 2260 – 2302. DOI : 10.1016/j.jet.2012.05.003.

Corporate governance and capital structure dynamics

E. Morellec; B. Nikolov; N. Schuerhoff 

Journal of Finance. 2012. Vol. 67, p. 803 – 848. DOI : 10.1111/j.1540-6261.2012.01735.x.

Endogenous Completeness of Diffusion Driven Equilibrium Markets

J. Hugonnier; S. Malamud; E. Trubowitz 

Econometrica. 2012. Vol. 80, num. 3, p. 1249 – 1270. DOI : 10.3982/ECTA8783.

Institutional Investors and Mutual Fund Governance: Evidence from Retail-Institutional Fund Twins

R. B. Evans; R. Fahlenbrach 

Review Of Financial Studies. 2012. Vol. 25, num. 12, p. 3530 – 3571. DOI : 10.1093/rfs/hhs105.

Approaches to Conditional Risk

D. Filipovic; M. Kupper; N. Vogelpoth 

SIAM Journal on Financial Mathematics. 2012. Vol. 3, p. 402 – 432. DOI : 10.2139/ssrn.1752851.

On the Relative Pricing of Long-Maturity Index Options and Collateralized Debt Obligations

P. Collin-Dufresne; R. S. Goldstein; F. Yang 

Journal Of Finance. 2012. Vol. 67, num. 6, p. 1983 – 2014. DOI : 10.1111/j.1540-6261.2012.01779.x.

Multi-stock portfolio optimization under prospect theory

T. A. Pirvu; K. Schulze 

Mathematics and Financial Economics. 2012. Vol. 6, num. 4, p. 337 – 362. DOI : 10.1007/s11579-012-0079-0.

Theses

Essays in Financial Economics

J. P. Kulak / E. Morellec; R. Fahlenbrach (Dir.)  

Lausanne, EPFL, 2012. 

Book Chapters

Natural Expectations, Macroeconomic Dynamics, and Asset Pricing

A. Fuster; B. Hebert; D. Laibson 

NBER Macroeconomics Annual 2011; University of Chicago Press, 2012.

Conference Proceedings

Affine Variance Swap Curve Models

2012. Seminar on Stochastic Analysis, Random Fields and Applications VII, Progress in Probability.

Working Papers

Parameter Learning in General Equilibrium: The Asset Pricing Implications

P. Collin-Dufresne; M. Johannes; L. A. Lochstoer 

2012

Insider Trading, Stochastic Liquidity and Equilibrium Prices

P. Collin-Dufresne; V. Fos 

2012

On Bounding Credit Event Risk Premia

J. Bai; P. Collin-Dufresne; R. S. Goldstein; J. Helwege 

2012

Mortgage Amortization and Amplification

C. Forlati; L. Lambertini 

2012

Financing Investment: The Choice between Public and Private Debt

E. Morellec; P. Valta; A. Zhdanov 

2012

CEO Contract Design: How Do Strong Principals Do It?

H. Cronqvist; R. Fahlenbrach 

2012

Endogenous Dividend Dynamics and the Term Structure of Dividend Strips

R. S. Goldstein; F. Belo; P. Collin-Dufresne 

2012

Do Prices Reveal the Presence of Informed Trading ?

P. Collin-Dufresne; V. Fos 

2012

Credit Market Frictions and Capital Structure Dynamics

J. N. Hugonnier; S. Malamud; E. Morellec 

2012

Reports

Risikobarometer im Interbankenmarkt

D. Filipovic 

2012

2011

Journal Articles

Expectations as Endowments: Evidence on Reference-Dependent Preferences from Exchange and Valuation Experiments

K. M. Marzilli Ericson; A. Fuster 

The Quarterly Journal of Economics. 2011. Vol. 126, num. 4, p. 1879 – 1907. DOI : 10.1093/qje/qjr034.

Insuring Consumption Using Income-Linked Assets

A. Fuster; P. S. Willen 

Review of Finance. 2011. Vol. 15, num. 4, p. 835 – 873. DOI : 10.1093/rof/rfr021.

Risky Mortgages in a DSGE Model

C. Forlati; L. Lambertini 

International Journal of Central Banking. 2011. Vol. 7, num. 1, p. 285 – 335.

Estimating the Effects of Large Shareholders Using a Geographic Instrument

B. Becker; H. Cronqvist; R. Fahlenbrach 

Journal Of Financial And Quantitative Analysis. 2011. Vol. 46, p. 907 – 942. DOI : 10.1017/S0022109011000159.

Corporate investment and financing under asymmetric information

E. Morellec; N. Schuerhoff 

Journal of Financial Economics. 2011. Vol. 99, p. 262 – 288. DOI : 10.1016/j.jfineco.2010.09.003.

Dynamic CDO Term Structure Modeling

D. Filipovic; L. Overbeck; T. Schmidt 

Mathematical Finance. 2011. Vol. 21, p. 53 – 71. DOI : 10.1111/j.1467-9965.2010.00421.x.

Explaining asset pricing puzzles associated with the 1987 market crash

L. Benzoni; P. Collin-Dufresne; R. S. Goldstein 

Journal of Financial Economics. 2011. Vol. 101, num. 3, p. 552 – 573. DOI : 10.1016/j.jfineco.2011.01.008.

Former CEO Directors: Lingering CEOs or Valuable Resources?

R. Fahlenbrach; B. A. Minton; C. H. Pan 

Review Of Financial Studies. 2011. Vol. 24, p. 3486 – 3518. DOI : 10.1093/rfs/hhr056.

Affine Processes On Positive Semidefinite Matrices

C. Cuchiero; D. Filipovic; E. Mayerhofer; J. Teichmann 

Annals Of Applied Probability. 2011. Vol. 21, p. 397 – 463. DOI : 10.1214/10-AAP710.

Price impact and portfolio impact

J. Cvitanic; S. Malamud 

Journal Of Financial Economics. 2011. Vol. 100, p. 201 – 225. DOI : 10.1016/j.jfineco.2010.11.001.

Bank CEO incentives and the credit crisis

R. Fahlenbrach; R. M. Stulz 

Journal Of Financial Economics. 2011. Vol. 99, p. 11 – 26. DOI : 10.1016/j.jfineco.2010.08.010.

Convexity bounds for BSDE solutions, with applications to indifference valuation

C. Frei; S. Malamud; M. Schweizer 

Probability Theory And Related Fields. 2011. Vol. 150, p. 219 – 255. DOI : 10.1007/s00440-010-0273-z.

Conference Papers

Doubly Stochastic CDO Term Structures

D. Filipovic; L. Overbeck; T. Schmidt 

2011. 6th Seminar on Stochastic Analysis, Random Fields and Applications, Ascona, SWITZERLAND, May 19-23, 2008. p. 413 – 428. DOI : 10.1007/978-3-0348-0021-1_23.

Working Papers

Modeling Credit Contagion Via the Updating of Fragile Beliefs

L. Benzoni; P. Collin-Dufresne; R. S. Goldstein; J. Helwege 

2011

2010

Journal Articles

Natural Expectations and Macroeconomic Fluctuations

A. Fuster; D. Laibson; B. Mendel 

Journal of Economic Perspectives. 2010. Vol. 24, num. 4, p. 67 – 84. DOI : 10.1257/jep.24.4.67.

Dynamic investment and financing under personal taxation

E. Morellec; N. Schuerhoff 

Review of Financial Studies. 2010. Vol. 23, p. 101 – 146. DOI : 10.1093/rfs/hhp062.

The relative contributions of private information sharing and public information releases to information aggregation

D. Duffie; S. Malamud; G. Manso 

Journal Of Economic Theory. 2010. Vol. 145, p. 1574 – 1601. DOI : 10.1016/j.jet.2009.10.017.

Mutual fund portfolio choice in the presence of dynamic flows

J. Hugonnier; R. Kaniel 

Mathematical Finance. 2010. Vol. 20, num. 2, p. 187 – 227. DOI : 10.1111/j.1467-9965.2010.00395.x.

Does information drive trading in option strategies?

R. Fahlenbrach; P. Sandås 

Journal of Banking and Finance. 2010. Vol. 34, num. 10, p. 2370 – 2385. DOI : 10.1016/j.jbankfin.2010.02.027.

Why do firms appoint CEOs as outside directors?

R. Fahlenbrach; A. Low; R. M. Stulz 

Journal Of Financial Economics. 2010. Vol. 97, p. 12 – 32. DOI : 10.1016/j.jfineco.2010.01.003.

A Note On The Dai-Singleton Canonical Representation Of Affine Term Structure Models

P. Cheridito; D. Filipovic; R. L. Kimmel 

Mathematical Finance. 2010. Vol. 20, p. 509 – 519. DOI : 10.1111/j.1467-9965.2010.00408.x.

Another Hidden Cost of Incentives: The Detrimental Effect on Norm Enforcement

A. Fuster; s. Meier 

Management Science. 2010. Vol. 56, num. 1, p. 57 – 70. DOI : 10.1287/mnsc.1090.1081.

Term Structure Models Driven by Wiener Process and Poisson Measures: Existence and Positivity

D. Filipovic; S. Tappe; J. Teichmann 

SIAM Journal on Financial Mathematics. 2010. Vol. 1, p. 523 – 554. DOI : 10.1137/090758593.

Jump-diffusions in Hilbert spaces: existence, stability and numerics

D. Filipovic; S. Tappe; J. Teichmann 

Stochastics-An International Journal Of Probability And Stochastic Processes. 2010. Vol. 82, p. 475 – 520. DOI : 10.1080/17442501003624407.

Conference Papers

Pricing and Hedging of CDOs: A Top Down Approach

D. Filipovic; T. Schmidt 

2010. International Conference on Quantitative Methods in Finance, Sydney, AUSTRALIA, Dec, 2009. p. 231 – 253. DOI : 10.1007/978-3-642-03479-4_13.

Mutual fund competition in the presence of dynamic flows

M. Breton; J. Hugonnier; T. Masmoudi 

2010. Workshop on Dynamic Games in Management Science, Montreal, CANADA, May 02-03, 2008. p. 1176 – 1185. DOI : 10.1016/j.automatica.2010.04.006.

Theses

Corporate Finance, Asset Returns, and Credit Risk

P. Valta / E. Morellec (Dir.)  

Lausanne, EPFL, 2010. 

Essays on Equilibrium Asset Pricing

R. J. Prieto Katunaric / J. Hugonnier (Dir.)  

Lausanne, EPFL, 2010. 

Working Papers

Credit Supply and Corporate Policies

E. Morellec 

2010

Is Credit Event Risk Priced? Modeling Contagion Via the Updating of Beliefs

P. Collin-Dufresne; R. S. Goldstein; J. Helwege 

2010

The Dark Side of Outside Directors: Do They Quit When They are Most Needed?

R. Fahlenbrach; A. Low; R. M. Stulz 

2010

Expectations-Driven Cycles in the Housing Market

L. Lambertini; C. Mendicino; M. T. Punzi 

2010

2009

Journal Articles

Multi-Level Risk Aggregation

D. Filipovic 

ASTIN Bulletin. 2009. Vol. 39, p. 565 – 575.

Founder-CEOs, investment decisions, and stock market performance

R. Fahlenbrach 

Journal of Financial and Quantitative Analysis. 2009. Vol. 44, num. 2, p. 439 – 466. DOI : 10.1017/S0022109009090139.

Large Shareholders and Corporate Policies

H. Cronqvist; R. Fahlenbrach 

Review Of Financial Studies. 2009. Vol. 22, p. 3941 – 3976. DOI : 10.1093/rfs/hhn093.

Can interest rate volatility be extracted from the cross section of bond yields?☆

P. Collin-Dufresne; R. S. Goldstein; C. S. Jones 

Journal of Financial Economics. 2009. Vol. 94, num. 1, p. 47 – 66. DOI : 10.1016/j.jfineco.2008.06.007.

Managerial ownership dynamics and firm value

R. Fahlenbrach; R. M. Stulz 

Journal of Financial Economics. 2009. Vol. 92, p. 342 – 361. DOI : 10.1016/j.jfineco.2008.06.005.

Separation and Duality in Locally L0-Convex Modules

D. Filipovic 

Journal of Functional Analysis. 2009. Vol. 256, p. 3996 – 4029. DOI : 10.1016/j.jfa.2008.11.015.

On the Relation Between the Credit Spread Puzzle and the Equity Premium Puzzle

L. Chen; P. Collin-Dufresne; R. S. Goldstein 

Review of Financial Studies. 2009. Vol. 22, num. 9, p. 3367 – 3409. DOI : 10.1093/rfs/hhn078.

Information Percolation with Equilibrium Search Dynamics

D. Duffie; S. Malamud; G. Manso 

Econometrica. 2009. Vol. 77, num. 5, p. 1513 – 1574. DOI : 10.3982/ECTA8160.

Consistent Market Extensions under the Benchmark Approach

D. Filipovic 

Mathematical Finance. 2009. Vol. 19, num. 1, p. 41 – 52. DOI : 10.1111/j.1467-9965.2008.00356.x.

Relative Extinction of Heterogeneous Agents

J. Cvitanic; S. Malamud 

B.E. Journal of Theoretical Economics. 2009. Vol. 10, num. 1, p. 4. DOI : 10.2202/1935-1704.1605.

Conference Papers

Affine Diffusion Processes: Theory and Applications

D. Filipovic; E. Mayerhofer 

2009.  p. 1 – 40. DOI : 10.2139/ssrn.1333155.

Books

Term-Structure Models: A Graduate Course

D. Filipovic 

Springer Finance, 2009.

Working Papers

Optimal Exchange-Rate Targeting with Large Labor Unions

V. Cuciniello; L. Lambertini 

2009

Risk Aversion and Equilibrium Optimal Portfolios in Large Markets

J. Cvitanic; S. Malamud 

2009

Indifference Pricing for Power Utilities

S. Malamud; E. Trubowitz; M. V. Wuthrich 

2009

Convexity bounds for BSDE solutions, with applications to indifference valuation

C. Frei; S. Malamud; M. Schweizer 

2009

Endogenous Completeness of Diffusion Driven Equilibrium Markets

S. Malamud; J. Hugonnier; E. Trubowitz 

2009

Equilibrium Driven by Discounted Dividend Volatility

J. Cvitanic; S. Malamud 

2009

Variance Covariance Orders and Median Preserving Spreads

S. Malamud; F. Trojani 

2009

Financial Markets Equilibrium with Heterogeneous Agents

J. Cvitanic; E. Jouini; S. Malamud; C. Napp 

2009

2008

Journal Articles

Stock returns in mergers and acquisitions

E. Morellec; D. Hackbarth 

Journal of Finance. 2008. Vol. 63, num. 3, p. 1213 – 1252. DOI : 10.1111/j.1540-6261.2008.01356.x.

A Short Introduction to Correlation Markets

P. Collin-Dufresne 

Journal of Financial Econometrics. 2008. Vol. 7, num. 1, p. 12 – 29. DOI : 10.1093/jjfinec/nbn019.

A Note on Natural Risk Statistics

G. Svindland; S. Ahmed; D. Filipovic 

Operations Research Letters. 2008. Vol. 36, num. 6, p. 662 – 664. DOI : 10.1016/j.orl.2008.06.009.

Closed-form solutions to stochastic switching problems

P. François; E. Morellec 

Journal of Mathematical Economics. 2008. Vol. 44, num. 11, p. 1072 – 1083. DOI : 10.1016/j.jmateco.2007.09.002.

Co-Movements of Index Options and Futures Quotes

R. Fahlenbrach; P. Sandås 

Journal of Empirical Finance. 2008. Vol. 16, p. 151 – 163. DOI : 10.1016/j.jempfin.2008.06.004.

Equilibrium Prices for Monetary Utility Functions

D. Filipovic 

International Journal of Theoretical and Applied Finance. 2008. Vol. 11, num. 3, p. 325 – 343. DOI : 10.1142/S0219024908004828.

Optimal Numeraires for Risk Measures

D. Filipovic 

Mathematical Finance. 2008. Vol. 18, p. 333 – 336. DOI : 10.1111/j.1467-9965.2007.00336.x.

Identification of Maximal Affine Term Structure Models

P. Collin-Dufresne; R. S. Goldstein; C. S. Jones 

The Journal of Finance. 2008. Vol. 63, num. 2, p. 743 – 795. DOI : 10.1111/j.1540-6261.2008.01331.x.

Optimal capital and risk transfers for group diversification

D. Filipovic; M. Kupper 

Mathematical Finance. 2008. Vol. 18, p. 55 – 76. DOI : 10.1111/j.1467-9965.2007.00322.x.

Universal Bounds for Asset Prices in Heterogeneous Economies

S. Malamud 

Finance and Stochastics. 2008. Vol. 12, p. 411 – 422. DOI : 10.1007/s00780-008-0062-z.

Market Consistent Pricing of Insurance Products

S. Semyon Malamud; E. Trubowitz; M. V. Wuthrich 

Astin Bulletin. 2008. Vol. 38, num. 2, p. 483 – 526. DOI : 10.2143/AST.38.2.2033351.

Existence of Levy Term Structure Model

D. Filipovic 

Finance and Stochastics. 2008. Vol. 12, p. 83 – 115. DOI : 10.1007/s00780-007-0054-4.

Shareholder Rights, Boards, and CEO Compensation

R. Fahlenbrach 

Review of Finance. 2008. Vol. 13, p. 81 – 113. DOI : 10.1093/rof/rfn011.

Optimal Capital and Risk Allocations for Law-and Cash-Invariant Convex Functions

G. Svindland; D. Filipovic 

Finance and Stochastics. 2008. Vol. 12, p. 423 – 439. DOI : 10.1007/s00780-008-0069-5.

Long Run Forward Rates and Long Yields of Bonds and Options in Heterogeneous Equilibria

S. Malamud 

Finance and Stochastics. 2008. Vol. 12, p. 245 – 264. DOI : 10.1007/s00780-007-0058-0.

Financing and takeovers

E. Morellec; A. Zhdanov 

Journal of Financial Economics. 2008. Vol. 87, num. 3, p. 556 – 581. DOI : 10.1016/j.jfineco.2007.01.006.

A Note on the Swiss Solvency Test Risk Measure

D. Filipovic 

Insurance: Mathematics and Economics. 2008. Vol. 42, num. 3, p. 897 – 902. DOI : 10.1016/j.insmatheco.2007.10.009.

Book Chapters

Affine Models

D. Filipovic; C. Cuchiero; J. Teichmann 

Vienna Institute of Finance, Working Paper Series; Vienna: Vienna Institute of Finance, 2008.

Working Papers

Is U.S. Fiscal Policy Optimal?

N. Giammarioli; L. Lambertini; L. Onorante 

2008

Reports

Realizable Group Diversification Effects

D. Filipovic; A. Kunz 

2008

2007

Journal Articles

Pricing and hedging in the presence of extraneous risks

P. Collin-Dufresne; J. Hugonnier 

Stochastic Processes and Applications. 2007. Vol. 117, num. 6, p. 742 – 765.

On the Group Level Swiss Solvency Test

D. Filipovic; M. Kupper 

Bulletin of the Swiss Association of Actuaries. 2007. Vol. 1, p. 97 – 115.

Credit Derivatives in an Affine Framework

L. Chen; D. Filipovic 

Asia-Pacific Financial Markets. 2007. Vol. 14, p. 123 – 140.

Corporate control and real investment in incomplete markets

J. Hugonnier; E. Morellec 

Journal of Economic Dynamics and Control. 2007. Vol. 83, num. 5, p. 1781 – 1800. DOI : 10.1016/j.jedc.2006.09.001.

Portfolio Choice over the Life-Cycle when the Stock and Labor Markets Are Cointegrated

L. Benzoni; P. Collin-Dufresne; R. S. Goldstein 

The Journal of Finance. 2007. Vol. 62, num. 5, p. 2123 – 2167. DOI : 10.1111/j.1540-6261.2007.01271.x.

Heterogenous preferences and equilibrium trading volume

T. T. Berrada; J. Hugonnier; M. Rindisbacher 

Journal of Financial Economics. 2007. Vol. 83, p. 719 – 750. DOI : 10.1016/j.jfineco.2006.02.001.

Monotone and Cash-Invariant Convex Functions and Hulls

D. Filipovic; M. Kupper 

Insurance: Mathematics and Economics. 2007. Vol. 41, p. 1 – 16. DOI : 10.1016/j.insmatheco.2006.08.003.

The Structure of Optimal Consumption Streams in General Incomplete Markets

S. Malamud; E. Trubowitz 

Mathematics and Financial Economics. 2007. Vol. 1, p. 129 – 161. DOI : 10.1007/s11579-007-0006-y.

Market price of risk specifications for affine models: Theory and evidence

D. Filipovic; P. Cheridito; R. L. Kimmel 

Journal of Financial Economics. 2007. Vol. 83, num. 1, p. 123 – 170. DOI : 10.1016/j.jfineco.2005.09.008.

Agency conflicts and risk management

E. Morellec; C. W. Smith Jr 

Review of Finance. 2007. Vol. 11, num. 1, p. 1 – 23. DOI : 10.1093/rof/rfm001.

Working Papers

Optimal Fiscal Policy in a Monetary Union

L. Lambertini 

2007

Do Funds Need Governance? Evidence from Variable Annuity-Mutual Fund Twins

R. Fahlenbrach; R. B. Evans 

2007

2006

Journal Articles

On the debt capacity of growth options

E. Morellec; M. J. Barclay; C. W. Smith Jr 

Journal of Business. 2006. Vol. 79, p. 37 – 59.

Large Blocks of Stock: Prevalence, Size, and Measurement

J. Dlugosz; R. Fahlenbrach; P. Gompers; A. Metrick 

Journal of Corporate Finance. 2006. Vol. 12, p. 594 – 618. DOI : 10.1016/j.jcorpfin.2005.04.002.

Capital structure, credit risk, and macroeconomic conditions

E. Morellec; D. Hackbarth; J. Miao 

Journal of Financial Economics. 2006. Vol. 82, num. 3, p. 519 – 550. DOI : 10.1016/j.jfineco.2005.10.003.

Monetary-Fiscal Interactions with a Conservative Central Bank

L. Lambertini 

Scottish Journal of Political Economy. 2006. Vol. 53, num. 1, p. 90 – 128. DOI : 10.1111/j.1467-9485.2006.00372.x.

Working Papers

What drives trading in index option strategies?

R. Fahlenbrach; P. Sandas 

2006

2005

Journal Articles

Benchmarking Study of Internal Models

D. Filipovic 

The Chief Risk Officer Forum. 2005. 

Exchange Rates and Fiscal Adjustments; Evidence from the OECD and Implications for the EMU

L. Lambertini; J. A. Tavares 

Contributions to Macroeconomics. 2005. Vol. 5, num. 1, p. 11. DOI : 10.2202/1534-6005.1168.

Unspanned stochastic volatility and fixed income derivatives pricing

J. Casassus; P. Collin-Dufresne; B. Goldstein 

Journal of Banking & Finance. 2005. Vol. 29, num. 11, p. 2723 – 2749. DOI : 10.1016/j.jbankfin.2005.02.007.

The dynamics of mergers and acquisitions

E. Morellec; A. Zhdanov 

Journal of Financial Economics. 2005. Vol. 77, num. 3, p. 649 – 672. DOI : 10.1016/j.jfineco.2004.10.009.

A Simple Model for Credit Migration and Spread Curves

D. Filipovic; L. Chen 

Finance and Stochastics. 2005. Vol. 9, p. 211 – 231. DOI : 10.1007/s00780-004-0140-9.

Equivalent and Absolutely Continuous Measure Changes for Jump-Diffusion Processes

D. Filipovic; P. Cheridito; M. Yor 

The Annals of Applied Probability. 2005. Vol. 15, p. 1713 – 1732. DOI : 10.1214/105051605000000197.

Irreversible investment with regime shifts

E. Morellec; X. Guo; J. Miao 

Journal of Economic Theory. 2005. Vol. 122, num. 1, p. 37 – 59. DOI : 10.1016/j.jet.2004.04.005.

Time-Inhomogeneous Affine Processes

D. Filipovic 

Stochastic Processes and Their Applications. 2005. Vol. 115, p. 639 – 659. DOI : 10.1016/j.spa.2004.11.006.

Stochastic Convenience Yield Implied from Commodity Futures and Interest Rates

J. Casassus; P. Collin-Dufresne 

The Journal of Finance. 2005. Vol. 60, num. 5, p. 2283 – 2331. DOI : 10.1111/j.1540-6261.2005.00799.x.

On the utility based pricing of contingent claims in incomplete markets

J. Hugonnier; D. Kramkov; W. Schachermayer 

Mathematical Finance. 2005. Vol. 15, num. 2, p. 203 – 212. DOI : 10.1111/j.0960-1627.2005.00217.x.

Working Papers

Essays on Corporate Governance

R. Fahlenbrach 

2005

2004

Journal Articles

A General Formula for Valuing Defaultable Securities

P. Collin-Dufresne; R. Goldstein; J. Hugonnier 

Econometrica. 2004. Vol. 72, num. 5, p. 1377 – 1407. DOI : 10.1111/j.1468-0262.2004.00538.x.

Can managerial discretion explain observed leverage ratios

E. Morellec 

Review of Financial Studies. 2004. Vol. 17, p. 257 – 294. DOI : 10.1093/rfs/hhg036.

Quadratic Term Structure Models for Risk-Free and Defaultable Rates

D. Filipovic; L. Chen; H. V. Poor 

Mathematical Finance. 2004. Vol. 14, p. 515 – 536. DOI : 10.1111/j.0960-1627.2004.00203.x.

Optimal investment with random endowments in incomplete markets

J. Hugonnier; D. Kramkov 

Annals of Applied Probability. 2004. Vol. 14, num. 2, p. 845 – 864. DOI : 10.1214/105051604000000134.

On the Geometry of the Term Structure of Interest Rates

D. Filipovic; J. Teichmann 

Proceedings of The Royal Society of London. Series A. Mathematical, Physical and Engineering Sciences. 2004. Vol. 460, p. 129 – 167. DOI : 10.1098/rspa.2003.1238.

Conditions For Consistent Exponential-Polynomial Forward Rate Processes With Multiple Nontrivial Factors

E. Sharef; D. Filipovic 

International Journal of Theoretical and Applied Finance. 2004. Vol. 07, num. 06, p. 685 – 700. DOI : 10.1142/S0219024904002608.

Capital structure and asset prices: Some effects of bankruptcy procedures

E. Morellec; P. François 

Journal of Business. 2004. Vol. 77, num. 2, p. 387 – 411. DOI : 10.1086/381280.

Working Papers

Are Budget Deficits Used Strategically?

L. Lambertini 

2004

Capital Structure, Investment, and Private Benefits of Control

E. Morellec; N. Wang 

2004

Reports

A Mixed Approach to Modeling Default Risk

D. Filipovic; L. Chen; V. Poor 

2004

2003

Journal Articles

Endogenous Debt Constraints in Lifecycle Economies

C. Azariadis; L. Lambertini 

Review of Economic Studies. 2003. num. 70, p. 461 – 487. DOI : 10.1111/1467-937X.00252.

Symbiosis of Monetary and Fiscal Policies in a Monetary Union

A. Dixit; L. Lambertini 

Journal of International Economics. 2003. Vol. 60, num. 2, p. 235 – 247. DOI : 10.1016/S0022-1996(02)00048-X.

Interactions of Commitment and Discretion in Monetary and Fiscal Policies

A. Dixit; L. Lambertini 

American Economic Review. 2003. Vol. 93, num. 5, p. 1522 – 1542. DOI : 10.1257/000282803322655428.

Affine Processes and Applications in Finance

D. Filipovic; D. Duffie; W. Schachermayer 

The Annals of Applied Probability. 2003. Vol. 13, p. 984 – 1053. DOI : 10.1214/aoap/1060202833.

Existence of Invariant Manifolds for Stochastic Equations in Infinite Dimension

D. Filipovic; J. Teichmann 

Journal of Functional Analysis. 2003. Vol. 197, p. 398 – 432. DOI : 10.1016/S0022-1236(03)00008-9.

Regularity of Finite-Dimensional Realizations for Evolution Equations

D. Filipovic; J. Teichmann 

Journal of Functional Analysis. 2003. Vol. 197, p. 433 – 446. DOI : 10.1016/S0022-1236(02)00029-0.

Book Chapters

The Fiscal Politics of Big Governments: Do Coalitions Matter?

L. Lambertini; C. Azariadis 

Economics for an Imperfect World: Essays in Honor of Joseph Stiglitz; MIT Press, 2003.

Working Papers

Volatility and Sovereign Default

L. Lambertini 

2003

Generalizing the Affine Framework to HJM and Random Field Models

P. Collin-Dufresne; R. S. Goldstein 

2003

A Dynamic Analysis of Takeover Deals with Competition and Imperfect Information

E. Morellec; A. Zhdanov 

2003

2002

Journal Articles

Separable Term Structures and the Maximal Degree Problem

D. Filipovic 

Mathematical Finance. 2002. Vol. 12(4), p. 341 – 349. DOI : 10.1111/j.1467-9965.2002.tb00128.x.

Pricing Swaptions within the Affine Framework

P. Collin-Dufresne; R. S. Goldstein 

The Journal of Derivatives. 2002. Vol. 10, num. 1, p. 9 – 26. DOI : 10.3905/jod.2002.319187.

Excess Asset Returns and Limited Enforcement

L. Lambertini; C. Azariadis 

American Economic Review. 2002. Vol. 92, num. 2, p. 135 – 140. DOI : 10.1257/000282802320189131.

Markovian Term Structure Models in Discrete Time

D. Filipovic; J. Zabczyk 

The Annals of Applied Probability. 2002. Vol. 12, num. 2, p. 710 – 729. DOI : 10.1214/aoap/1026915622.

Do Bonds Span the Fixed Income Markets? Theory and Evidence for Unspanned Stochastic Volatility

P. Collin-Dufresne; R. S. Goldstein 

The Journal of Finance. 2002. Vol. 57, num. 4, p. 1685 – 1730. DOI : 10.1111/1540-6261.00475.

Conference Papers

Affine Short Rate Models

D. Filipovic 

2002. Seminar on Stochastic Analysis, Random Fields and Applications III, Centro Stefano Franscini, Ascona, Switzerland, September 1999. p. 121 – 132. DOI : 10.1007/978-3-0348-8209-5_9.

Books

Derivatives Markets (Student Solutions Manual)

R. McDonald; M. Cassano; R. Fahlenbrach 

Boston, MA: Addison-Wesley Co., 2002.

Working Papers

On Finite-Dimensional Term Structure Models

D. Filipovic 

2002

2001

Journal Articles

On the Term Structure of Default Premia in the Swap and LIBOR Markets

P. Collin-Dufresne; B. Solnik 

The Journal of Finance. 2001. Vol. 56, num. 3, p. 1095 – 1115. DOI : 10.1111/0022-1082.00357.

Asset liquidity, capital structure, and secured debt

E. Morellec 

Journal of Financial Economics. 2001. Vol. 61, num. 2, p. 173 – 206. DOI : 10.1016/S0304-405X(01)00059-9.

Do Credit Spreads Reflect Stationary Leverage Ratios?

P. Collin-Dufresne; R. S. Goldstein 

The Journal of Finance. 2001. Vol. 56, num. 5, p. 1929 – 1957. DOI : 10.1111/0022-1082.00395.

A General Characterization of One Factor Affine Term Structure Models

D. Filipovic 

Finance and Stochastics. 2001. Vol. 5, p. 389 – 412. DOI : 10.1007/PL00013540.

The Determinants of Credit Spread Changes

P. Collin-Dufresne; R. S. Goldstein; J. S. Martin 

The Journal of Finance. 2001. Vol. 56, num. 6, p. 2177 – 2207. DOI : 10.1111/0022-1082.00402.

Monetary-Fiscal Policy Interactions and Commitment Versus Discretion in a Monetary Union

A. Dixit; L. Lambertini 

European Economic Review. 2001. Vol. 45, num. 4-6, p. 987 – 997. DOI : 10.1016/S0014-2921(01)00134-9.

Books

Consistency Problems for Heath-Jarrow-Morton Interest Rate Models

D. Filipovic 

Springer, 2001.

Working Papers

Event Risk, Contingent Claims and the Temporal Resolution of Uncertainty

P. Collin-Dufresne; J. N. Hugonnier 

2001

2000

Journal Articles

Investment under uncertainty with implementation delay

L. Gauthier; E. Morellec 

New Developments and Applications in Real Options. 2000. 

Exponential-Polynomial Families and the Term Structure of Interest Rates

D. Filipovic 

Bernoulli. 2000. Vol. 6, num. 6, p. 1 – 27.

Invariant Manifolds for Weak Solutions to Stochastic Equations

D. Filipovic 

Probability Theory and Related Fields. 2000. Vol. 118, num. 3, p. 323 – 341. DOI : 10.1007/PL00008744.

Book Chapters

On The Redistributive Property of Budget Deficits

L. Lambertini 

Institutions, Politics and Fiscal Policy; Springer, 2000. p. 3 – 18.

1999

Journal Articles

The Feynman–Ka`c formula and pricing occupation time derivatives

J. Hugonnier 

International Journal of Theoretical and Applied Finance. 1999. Vol. 2, num. 2, p. 153 – 178. DOI : 10.1142/S021902499900011X.

A closed form formula for valuing mortgages

P. Collin-Dufresne; J. P. Harding 

The Journal of Real Estate Finance and Economics. 1999. Vol. 19, num. 2, p. 133 – 146. DOI : 10.1023/A:1007879422329.

A Note on the Neslon-Siegel Familly

D. Filipovic 

Mathematical Finance. 1999. Vol. 9, num. 4, p. 349 – 359. DOI : 10.1111/1467-9965.00073.

Noisy information and investment decisions: A Note

L. Gauthier; E. Morellec 

Finance. 1999. Vol. 20, p. 201 – 209. DOI : 10.2139/ssrn.113189.

1997

Journal Articles

Applying the HJM-approach when volatility is stochastic

J. Andreasen; P. Collin-Dufresne; W. Shi 

Proceedings of the AFFI. 1997. 

Book Chapters

Martingale Pricing

P. Collin-Dufresne; W. Keirstead; M. Ross 

Equity Derivatives Applications in Risk Management and Investment; Risk Publications, 1997. p. 223 – 233.

1992

Journal Articles

Inflation Convergence with Realignments in a Two-Speed Europe

L. Lambertini; M. Miller; A. Sutherland 

Economic Journal. 1992. Vol. 102, num. 411, p. 333. DOI : 10.2307/2234518.